Financial Services

Our specialist financial services lawyers bring together expertise from a range of departments, and all the knowledge and experience of the financial services sector. Our work ranges from corporate finance to financial services regulation, lending and turnaround and recoveries.We have particular expertise in the creation and establishment of non-traditional financial products such as mini bonds, NMPI’s and UCIS’s. In addition, having worked for both the financial services industry and the customers of it, we are in a unique position of being able to advise and support individuals and businesses with a clarity and perception that others who have not seen both sides of the industry, will not possess.

We have a practical understanding of financial services legislation and the FCA Handbook, including the enforcement process, the impact of PERG, Conduct of Business (COBS) issues and financial promotions. We have developed particular expertise in relation to UCIS and NMPI type schemes and the pitfalls and advantages from both the industry and consumer perspectives.